About Us

The ARC Securities Litigation Consultant Team offers unique solutions to Broker Dealer issues. Our reports were developed using expertise gathered as Senior Management Executives actively involved in the Supervision of Compliance, Back Office, Operations, Order Handling and Trading from the early 1980’s to 2001, our expertise has been recognized as invaluable to securities litigation teams. With over 40 years combined experience, the ARC Team provides a clear approach to case analysis. We are current in SEC, FINRA and STATE Rules and Regulations. We have testified as Fact Witness for over 15 years and have been qualified as Expert Witnesses since January of 2002.

Securities Professionals nationwide use our expertise to analyze statements and documents early on to assist in the litigation process. We routinely advise and attend Mediations and Arbitration Proceedings and testify to the numbers produced through our case analyses. Our goal is to save you time by providing the answers to questions that arise throughout the Case Proceedings.  Other experts in the industry, often utilize us in case preparation due to our extensive background in reading and analyzing brokerage, trust and annuity statements and confirmations.

Litigation Consulting Team Members:

• Coletta Dorado
• Andrea Joyce Wagner
  

7-11-2007