| Industry
Links Research Magazine Caveat Vendor
FINRA - Financial Industry Regulatory Authority
SIFMA - Securities Industry & Financial Markets Association
Municipal
Securities Rulemaking Board
www.msrb.org
NASDAQ
www.nasdaq.com National
Association of Securities Dealers (NASD)
www.nasd.com
North
American Securities Administrators Association, Inc.
(NASAA)
www.nasaa.org NSCC
Member Directory/ DTC Numbers
www.dtcc.com/CustomerFocus/directories.html
Public
Investors Arbitration Bar Association (PIABA)
www.piaba.com
SEC - Securities Exchange Commissions
www.sec.gov.com
Mediator/ Arbitrator
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